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School of Ocean & Earth Science & Technology University of Hawai'i at Manoa

  III. Personnel Information and Policies

       
A. Laboratory Notebook
  1. Each member of the laboratory shall maintain a notebook, which acts as a permanent record of all data gathered from experiments. The notebook shall be prepared according to the standards described by Howard M. Kanare in Writing the Laboratory Notebook (ACS, 1985), Washington, D.C. Voluminous outputs from PC’s and other data acquisition devises may be stored separately in an orderly and easily accessible file. Use your judgment in storing data on computer hard drives or disks. If you suspect the data will be important to a piece of published work, make sure you have multiple copies or a paper backup. These records shall remain with the laboratory indefinitely. You are encouraged to make a carbon copy of your notebook for personal use.

  2. Data concerning temperature and atmospheric pressure shall be recorded in the notebook whenever measurements involving gas yields or analyses are made. Gas volumes shall always be converted to moles prior to the preparation of any public communications of our work. Note that syringe injections of gases into the GC are affected by the temperature and pressure of the air in the lab: a low temperature and high atmospheric pressure results in a larger injection of moles than a high temperature, low pressure condition. Thus changes in atmospheric conditions can affect gas calibrations and gas analyses!

  3. Laboratory notebooks shall be subject to inspection at any time.

        B. Communication

        The communication of new ideas research plans, and results constitutes an integral part of the activities of the R3L. Regular group meetings and luncheon get-togethers should be sufficient to ensure good intra-laboratory communication; nevertheless, all lab members are reminded of the following policies:

  1. As the PI for all ongoing research in the R3L, Professor Antal is ultimately responsible for the laboratory's progress (or lack thereof). Consequently, no significant piece of hardware should be assembled, no significant experiments should be executed, and no significant theoretical investigations should be initiated without prior consultation with Professor Antal. It is the responsibility of each member of the R3L to communicate regularly with Professor Antal concerning his plans and progress.

  2. Occasionally graduate students entertain the mistaken belief that they are receiving financial support from federal grants and contracts to enable them to prepare an MSE or Ph.D. thesis. Nothing could be further from the truth! Students are paid to undertake and complete scholarly research and publish their findings in the archival literature, where it will ultimately benefit the U. S. taxpayers who paid for the work. Reviewers for granting agencies have no interest in theses -- their sole interest is in the number of publications and presentations which result from a grant, and their impact on the field. The R3L policy concerning theses is that Professor Antal will not sign the theses, or any of the final paperwork concerning the award of an advanced degree, until the publications, which result from the student's MS or Ph.D. research, are complete and submitted to the appropriate journal.

  3. Each group member should fill out a work schedule detailing the hours she expects to be in the lab. Please post your schedule on the bulletin board at the front of the lab and update your schedule as often as necessary.

  4. The laboratory's phone, auditron, and the HNEI FAX machine are to be used only to transact research-related activities. All phone calls are to be recorded in the log. In the event of an emergency, they may be used for personal affairs; however the user must reimburse the university for the charges. Any personal use should first be discussed with Professor Antal, and should be recorded in the appropriate log.

  5. Additions to the laboratory manual must be approved by Professor Antal. If the additions are approved, note the author and the revision date at the end of the document and give it to Professor Antal as a file in MS Word 7.0 format.

        C. Assigned Duties

    Duties in the laboratory are assigned for a six-month duration. The following are titles and descriptions of these duties.

    Librarian
    - The laboratory librarian is given the task of keeping the laboratory library tidy, and filing any incoming mail after everyone in the lab has had a chance to look at it. The spreadsheet file which lists all of the material in the filing cabinet has the filename "FILECBNT.XLS" (Excel 4.0 format) and is located with the hard copy of the list in the top drawer of the filing cabinet. The disk is to be used to input any new additions to the filing cabinet. The entries are sorted by category, company, and catalog title.

    Chemistry Stocks - The chemistry stocks officer is responsible for all chemicals in the laboratory. The complete listing of responsibilities is in Appendix A. When needed, the Chemistry Stocks Officer is responsible for treating the water tank (see below).

    Computers - The computer systems specialist (computer guru) requires extensive knowledge of computers. The responsibilities are listed in Appendix B.

    Mechanical Stocks - The mechanical stock officer duties include maintaining all mechanical parts and supplies in an orderly and transparent manner. The storage bins are numbered and should be maintained in numerical order for easy access of mechanical parts.

    Safety - The safety officer maintains safety discipline in the laboratory at all times and suggest new procedures which will enhance the safety of the environment in the lab.

    Procedure for Treating the Water Tank
    (to be performed every four months, i.e. Feb., June, Oct.)

    The water tank is best treated in place, and should not be disconnected unless it is necessary to scrub the interior due to algae growth.

    1. Collect several liters of purified water and set it aside for the general use. Be sure all members of the lab have sufficient water for the experiments they wish to perform in the next day or so.

    2. Be sure to label the tank so nobody inadvertently passes the bleach solution through the cartridges.

    3. Regardless of the water level, add approximately 64mL of ordinary bleach (as purchased in the supermarket) to the tank and fill to the top with tap water via the circular (stoppered) hole at top. Allow to sit overnight.

    4. The following morning, drain the tank. Use the drain at the lower right if a drum tap is in place. If the drain hole is simply plugged, use a 10' length of clean Tygon tubing fitted at one end with a piece of glass tubing (a short dispo pipes will do). Carefully lower the end with the glass tubing to the bottom of the tank, and hold the other end over the sink. Start the flow of water by evacuating the tubing with a pipet bulb. Cover the hole while draining to prevent dirt and dust from entering the tank. The draining may take several hours.

    5. Once the draining is complete, tilt the tank to the left by resting the bottom right of the tank on the right ledge of the support frame. Use a large (1 5-50mL) pipes to remove the remaining bleach solution. Return the tank to its horizontal position.

    6. Rinse the tank by filling with tap water via the hole on top. Repeat the draining process as described in Steps 4 and 5.

    7. Repeat Step 6 at least once more.

    8. Fill the tank with RO water by placing the switch in the upward "on" position. Drain completely as described in Steps 4 and 5.

    9. Finally, fill the tank with RO water and remove the sign. Make a note of the date of treatment on a piece of label tape and place on the left side of the tank.

        D. Weekend Work

    Members of the laboratory who do not conform to the laboratory's protocols will be assigned weekend work. For example, any person found not wearing safety glasses will be immediately assigned two or more hours of weekend work. This work is accomplished in addition to the usual 20-hour or 40-hour per week commitment to research. Repeated egregious assignments of weekend work will constitute grounds for dismissal from the laboratory.

        E. Vacation and Overload

    After two terms, students supported as an RA earn four weeks of vacation. Students should discuss their vacation plans with Professor Antal so that a mutually convenient time can be chosen. Students supported as Visiting Scholars do not earn vacation, but may request a leave of absence without pay. To qualify for the privilege of earning overload income, a graduate student should have completed the core courses listed under III (above).

        F. Apprenticeship, Learning, and Course Work

    Apprentice: one who is learning by practical experience under skilled workers a trade, art, or calling." - Webster's New Collegiate Dictionary.

    From the beginning of recorded history, a young person learned a vocation, an avocation, or simply some desired skills by serving as an apprentice. During the past half-century, Colleges and Universities impersonalized the learning process by replacing the apprenticeship experience with large lecture halls and homework assignments. Some educators are now beginning to advocate a return to an educational experience based on the ideas of apprenticeship. The foundation of educational activity in the R3L is apprenticeship. Everyone in the laboratory is an apprentice, and is encouraged to learn as much as possible about the wide variety of activities that go on in the laboratory every hour.

    New members of the laboratory may not immediately perceive the breadth of opportunities for learning that exist within it. Below is a list of activities that go on daily within the laboratory. As one proceeds up the list, one encounters tasks of generally increasing responsibility and requisite experience (with the English language as well as with the science). Each member of the laboratory is encouraged to assume as many of these tasks as possible.

    1. Mastery of the field's body of knowledge
    2. Creation of intellectual property
    3. Preparation of proposals (grantsmanship)
    4. Preparation and presentation of papers
    5. Course development and classroom teaching
    6. Design of reactors and equipment
    7. Supervising of staff and graduate students
    8. Modeling experimental results
    9. Analysis and interpretation of results
    10. Fabrication and repair of instruments
    11. Instrumental analyses
    12. Fabrication and repair of reactors
    13. Operation of reactors
    14. Maintenance

    All graduate students in the laboratory are initially admitted as MSE candidates. Usually a graduate student will receive Research Assistant (RA) support for three terms, during which the student is expected to complete his thesis and graduate. MSE candidates who receive an RA will be responsible for the operation, maintenance, design and fabrication of equipment used in the laboratory. Usually the MSE candidate will also be responsible for a computer project. These activities form the basis for the student's thesis.

    MSE candidates who evidence exceptional performance may be invited to continue their work in the laboratory as an RA for four terms. Such students may earn the opportunity to learn how to operate one or more of the state-of-the-art instruments in the laboratory. Truly exceptional students may be given the opportunity to study for the Ph.D. with RA support. Students interested in seeking this rare honor should discuss their aspirations with Professor Antal after they have successfully completed three terms of research in the laboratory.

    To qualify for a RA in the Renewable Resources Research Laboratory, a graduate student must take as many as possible of the following courses (or their equivalents) during her initial 3-term appointment:

      ME 611: Classical Thermodynamics
      ME 625: Numerical Methods in Fluid Mechanics and Heat Transfer
      ME 627: Environmental Heat, Mass, and Momentum Transfer
      ME 628: Chemical Reactor Analysis and Design
      ME 696V: Chemical Engineering Thermodynamics
      ME 696V: Chemical Engineering Kinetics
      Phys 475: Electronics for Physicists

    A student who earns the privilege of RA support for four terms should plan on completing the following courses in addition to those listed above:

      Chem 272-273: Organic Chemistry I and II
      Chem 272L-273L: Organic Chemistry Lab
      ME 631: Advanced Materials Science

    Students unable to fulfill these requirements may forfeit their RA support; therefore all exceptions to these requirements must be approved in writing by Professor Antal.

    Students should always study the entire contents of relevant manuals concerning an instrument they plan to operate before they actually use it.

        G. Intellectual Property

    Intellectual property (IP) includes patents, copyrights, trademarks, trade names, trade secrets, and know-how. Various Union contracts, and material available from the UH Office of Technology Transfer and Economic Development (OTTED) offer information and specify various rules concerning ownership of IP. Members of the lab should understand that their work is confidential until after it is published in the open literature. The current research activities of the lab, and results therefrom, should not be disclosed in any depth to people outside the lab. If there is a need for you to disclose information concerning the lab’s activities to anyone outside the lab, you must first discuss this need with me and receive my permission before you disclose the information. The recipient of the information may be required to sign a UH Nondisclosure and Confidentiality Agreement, or a UH Nonuse and Nondisclosure Agreement prior to your disclosure. Basically, the work of the lab is the IP of the UH and the lab members. Good reasons must exist to justify disclosure of this IP.

    If you invent something new which you believe to be patentable, you must complete the UH Invention Disclosure form and submit it to OTTED for review by the UH Patent and Copyright Committee. OTTED can provide you further information on this procedure. Basically, the UH has right of first refusal to own all patents on your inventions.

    Perhaps the most important aspect of IP is the determination of inventorship. This is a legal matter that is governed by the laws of the U.S.A. According to my understanding, the inventor is the person who conceives the initial idea and records it. After conception, the idea must be reduced to practice. Often, this is accomplished by a skillful person under my supervision. If the reduction to practice could have been accomplished equally well by other reasonably skillful workers, and involves only routine tests or tasks executed under my supervision, then the individual involved in the reduction to practice is not an inventor. Similarly, if the individual has served the role of a textbook and supplied already known information to the development of the idea, this individual is not an inventor. On the other hand, if the reduction to practice required the creation of new ideas, then the individual responsible for the creation of these additional new ideas is also an inventor. To be an inventor, the individual should have made a documented, major contribution to at least one claim of the patent. If you are interested in this subject, I recommend that you read the book Successful Patents and Patenting for Engineers and Scientists edited by Michael A. Lechter (IEEE Press, 1995).


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